Reflections on prosecutorial independence and impartiality in South Africa : the recent jurisprudence of the courts

Pages1-25
DOI10.25159/2522-6800/7030
AuthorNtombizozuko Dyani-Mhango
Date01 July 2020
Published date01 July 2020
Article
Southern African Public Law
https://doi.org/10.25159/2522-6800/7030
https://upjournals.co.za/index.php/SAPL
ISSN 2522-6800 (Online), ISSN 2219-6412 (Print)
Volume 35 | Number 2 | 2020 | #7030 | 25 pages
© Unisa Press 2021
Reflections on Prosecutorial Independence and
Impartiality in South Africa: The Recent
Jurisprudence of the Courts
Ntombizozuko Dyani-Mhango
Professor, Department of Jurisprudence, University of Pretoria
Ntombizozuko.Dyani-Mhango@up.ac.za
Abstract
Prosecutorial independence and prosecutorial impartiality are important for the
effective administration of criminal justice in South Africa. These two concepts
are interconnected and yet they are distinct, and distinguishable from judicial
independence and judicial impartiality. In the past decade or so, controversy has
surrounded and allegations have been made of political interference with
prosecutorial independence and impartiality in South Africa. This article reflects
on recent developments in the exercise of prosecutorial independence and
impartiality in South Africa. The interest was sparked by recent constitutional
jurisprudence in developing the law on prosecutorial independence and
impartiality. In its analysis of the courts’ jurisprudence on prosecutorial
independence, the article further demonstrates that this jurisprudence has had an
influence in determining the independence of other institutions responsible for
the administration of criminal justice.
Keywords: National Director of Prosecutions; National Prosecuting Authority;
independence; impartiality; political interference; administration of justice
Dyani-Mhango
2
Introduction
The Constitution of the Republic of South Africa, 1996 requires ‘a single national
prosecuting authority in the Republic, structured in terms of an Act of Parliament.’ The
National Prosecuting Authority (NPA) is headed by a National Director of Public
Prosecutions (NDPP).
1
The NDPP is expected to be independent and to act without
undue influence in order to advance the administration of justice effectively.
2
There has
also been uncertainty in the office of the NDPP, which was a cause for concern and
threatened the independence and impartiality of the NDPP. No occupier of the office of
the NDPP has ever completed their term of office of ten years
3
since its inception in
1998.
4
The office has had five permanent NDPPs, all of whom have left office for
different reasons prior to the end of their term.
5
Furthermore, there are two judgments
of the Constitutional Court that effectively removed the incumbent NDPPs from office.
6
1
Section 179(1)(a) of the Constitution, 1996.
2
See s 179(4) of the Constitution and s 32(2)(1)(a) of the NPA Act. See also Corruption Watch NPC &
Others v President of the Republic of South Africa & Others ; Nxasana v Corruption Watch NPC &
Others [2018] ZACC 23 (13 August 2018) (Corruption Watch NPC) para 18, confirming that ‘[t]he
importance of the office of NDPP in the administration of justice is underscored and amplified by no
less an instrument than the Constitution itself’; and UNGA ‘Report of the Special Rapporteur on the
Independence of Judges and Lawyers’ (7 June 2012) A/HRC/20/19, para 93, where it is stated that:
‘Prosecutors are the essential agents of the administration of justice, and as such should respect and
protect human dignity and uphold human rights, thus contributing to ensuring due process and the
smooth functioning of the criminal justice system. Prosecutors also play a key role in protecting society
from a culture of impunity and function as gatekeepers to the judiciary.’
3
Section 12(1) of the NPA stipulates that the NDPP occupies the office for a non-renewable period of
ten years.
4
For a historical discussion of the office of the Attorney-General, see Mabona Thomas Mokoena,
‘Taming Prosecutorial Beast: Of Independence, Discretion and Accountability’ (2012) Stellenbosch
LR 297 at 298–299. See also, generally, Martin Schönteich, ‘A Story of Trial and Tribulations: The
National Prosecuting Authority, 1998–2014’ (2014) 50 SA Crime Quarterly 5.
5
The permanent NDPPs were Bulelani Ngcuka, who resigned; Vusi Pikoli (who was suspended and
later reached a settlement with the presidentsee, generally, Vusi Pikoli and Mandy Wiener, My
Second Initiation: The Memoir of Vusi Pikoli (Picador Africa 2013), where Vusi Pikoli gives an
account of what led to his suspension as NDPP); Menzi Simelane (who was removed from office after
the court’s judgment—see Democratic Alliance v President of South Africa 2013 (1) SA 248 (CC)
(Simelane); Mxolisi Nxasana (who was suspended and later reached a settlement with the president,
which was invalidated by the court’s judgment—see Corruption Watch NPC (n 2)) and, most recently,
Shaun Abrahams, who was removed from office after the court’s judgment—see Corruption Watch
NPC (n 2). See, for example, Sam Sole, ‘Public Prosecutions: The Poisoned-chalice Job’ (Mail &
Guardian, 29 May 2014)
chalice-job> accessed 26 August 2018; Ilse de Lange, ‘Timeline of Woeful Presidential Moves that
Paralysed the NPA’ (The Citizen, 9 December 2017)
africa/1753924/timeline-of-woeful-presidential-moves-that-paralysed-the-npa/> accessed 26 August
2018; Claudi Mailovich, ‘President Picks Silas Ramaite to Hold Fort at NPA Again’ (Business Day,
14 August 2018)
appointed-acting-ndpp/> accessed 26 August 2018.
6
See Simelane (n 5); and Corruption Watch NPC (n 2).
Dyani-Mhango
3
In addition, in the past decade or so, new constitutional jurisprudence has emerged in
South Africa regarding the requirement of independence that should characterise
independent institutions such as the NPA. There had been questions about w hether the
NDPP enjoys independence from their political heads such as the Minister of Justice
and the president or whether there has been political interference in deciding whether to
institute criminal proceedings against high-profile individuals.
7
It is against this
background that this article reflects on the developments in the exercise of prosecutorial
independence and impartiality in the constitutional jurisprudence of South Africa. The
interest was sparked by this recent constitutional jurisprudence in developing the law
on prosecutorial independ ence and impartiality. In its analysis of the courts’
jurisprudence on prosecutorial independence, the article will further demonstrate that
this jurisprudence has had an influence in determining the independence of other
institutions relevant to the administration of criminal justice.
The Constitution does not expressly require prosecutorial independence, but it does
require national legislation to ‘ensure that the prosecuting authority exercises its
functions without fear, favour or prejudice.
8
As will be presented later in the article,
this provision has been interpreted by the courts also to mean prosecutorial
independence. However, this article proceeds on the understanding that prosecutorial
independence differs from prosecutorial impartiality. It is, therefore, important to
ascertain the distinct and separate meanings of these two terms. This distinction is
inferred from case law that differentiates between judicial independence and judicial
impartiality. Although the discussion in this article is not about the judicial
independence or impartiality of the courts, the definition of these two expressions in the
context of the exercise of judicial power or authority is more than helpful in determining
what prosecutorial independence and impartiality entails. It will be shown below that
the court in Corruption Watch NPC, for example, has used judicial independence as an
analogy to determine prosecutorial independence.
9
Although the mention of
independenceto wit, judicial independencetends to be accompanied by the term
impartiality, in wording such as ‘independent and impartial tribunal or forum’ in section
7
See, for example, Phillip C Stenning, ‘Discretion, Politics, and the Public Interest in “High-Profile”
Criminal Investigations and Prosecutions’ (2009) 24(3) Canadian Journal of Law and Society 337,
especially 350359, (discussing the South African instances such as the investigations that led to the
prosecution of Jackie Selebi, the former Commissioner of Police, and criminal investigations against
former President Zuma, where the independence of the NDPP was questioned). See also Lovell
Fernandez, ‘The National Director of Public Prosecutions in South Africa: Independent Boss or Parry
Politician?’ (2007) 21 Speculum Juris 129 (also discussing the political interference in the Zuma case).
8
Section 179(4) of the Constitution.
9
See Corruption Watch NPC (n 2) para 42, quoting Justice Alliance of South Africa v President of the
Republic of South Africa 2011 (5) SA 388 (CC) (Justice Alliance of South Africa). Justice Alliance of
South Africa dealt with the independence of the judiciary in relation to Chief Justice Ngcobo’s
extension of term of office. See also Corruption Watch NPC (n 2) para 26, where the court makes a
distinction between prosecutorial independence and judicial independence.
Dyani-Mhango
4
34 of the Constitution
10
they are distinct values conveying separate meanings and
implications in the administration of justice. The Canadian Supreme Court has provided
a universal definition of these terms in Valente
11
and explained the differences as
follows:
Although there is obviously a close relationship between independence and impartiality,
they are nevertheless separate and distinct values or requirements. Impartiality refers to
a state of mind or attitude of the tribunal in relation to the issues and the parties in a
particular case. The word impartial connotes absence of bias, actual or perceived.
The word ‘independence’ reflects or embodies the traditional constitutional value of
judicial independence. As such, it connotes not merely a state of mind or attitude in the
actual exercise of judicial functions, but a status or relationship to others, particularly
the Executive branch of government that rests on objective conditions or guarantees.
12
This passage was later cited with approval by the court in De Lange v Smuts NO in its
determination of judicial independence in South Africa.
13
This article will demonstrate
through an analysis of the courts’ jurisprudence that prosecutorial independence is,
indeed, about the relationship between the NDPP and the executive branch of
government; prosecutorial impartiality is about the state of mind of the prosecutor in
the exercise of their duties, if they are to exercise those duties without fear or favour. It
is to those issues that this article now turns.
The Court on Prosecutorial Independence
This part of the article analyses the court’s jurisprudence on prosecutorial independence
in order to determine the meaning of this concept in the South African context. The
article will further demonstrate that this jurisprudence has had an influence on
determining the independence of other institutions relevant to the administration of
criminal justice.
Section 179(2) of the Constitution stipulates that ‘the prosecuting authority has the
power to institute criminal proceedings on behalf of the state, and to carry out any
necessary functions incidental to instituting criminal proceedings. Therefore, the
independence of the prosecutor is significant: a prosecutor who lacks independence may
make a mockery of the criminal justice system. As the court has explained in Corruption
Watch NPC, per Madlanga J:
10
See also s 165(2) of the Constitution, which stipulates that ‘[t]he courts are independent and subject
only to the Constitution and the law, which they must apply impartially and without fear, favour or
prejudice’ [emphasis added].
11
Valente v The Queen [1985] 2 RCS 673.
12
Valente (n 11) 685. See also The Queen v Beauregard [1986] 2 SCR 56 at 70, citing Valente with
approval.
13
See De Lange v Smuts NO 1998 (3) SA 785 para 71.
Dyani-Mhango
5
The NPA plays a pivotal role in the administration of criminal justice. With a malleable,
corrupt or dysfunctional prosecuting authority, many criminals especially those
holding positions of influence will rarely, if ever, answer for their criminal deeds.
Equally, functionaries within that prosecuting authority may ‘be pressured into
pursuing prosecutions to advance a political agenda’. All this is antithetical to the rule
of law, a founding value of the Republic.
14
As explained earlier, the Constitution does not expressly state that the NDPP or the NPA
ought to be independent but enjoins the legislature to adopt legislation that ‘must ensure
that the [NPA] exercises its functions without fear, favour or prejudice.’ The court in
the First Certification Case interpreted this provision to mean that
there is a constitutional guarantee of independence and any legislation or executive
action inconsistent therewith would be subject to constitutional control by the courts.
15
Furthermore, although the court was not dealing with prosecutorial independence in
Simelane but with the exercise of executive power in the appointment of the NDPP, it
held that the combined object of the empowering provisions of section 179 of the
Constitution and section 9 of the NPA Act
16
was to safeguard the independence of the
NDPP. Therefore, the appointee to that position must be above reproach, independent
and ready to serve without fear, favour or prejudice. In order to make an appointment
to that position, the president must be satisfied that the candidate possesses the qualities
of ‘experience, consciousness and integrity’
17
required by section 9(1)(b) of the NPA
Act. These qualities are jurisdictional facts that must be objectively assessed to exist
before an appointment can be made, and the president is at the very least required to
have regard to the relevant factors that were brought to his attention or which could
reasonably be ascertained by him. And in exercising those powers, the president needs
not have preconceived views regarding the fitness of a candidate or rely on personal
knowledge of the candidate, nor should the president disregard relevant evidence as to
their fitness for office.
18
In the court’s view, failure by the president to undertake a
14
Corruption Watch NPC (n 2) para 19.
15
Ex parte Chairperson of the Constitutional Assembly: In re Certification of the Constitution of the
Republic of South Africa, 1996 1996 (4) SA 744 (CC) para 146. See also Jean Redpath, ‘Failing to
Prosecute? Assessing the State of the National Prosecuting Authority in South Africa’ (2012) Issue
186, June 2012, Institute for Security Studies Monographs 56.
16
Section 9 of the NPA Act stipulates that:
(1) Any person to be appointed as National Director, Deputy National Director or Director must-
(a) possess legal qualifications that would entitle him or her to practise in all courts in the Republic;
and
(b) be a fit and proper person, with due regard to his or her experience, conscientiousness and integrity,
to be entrusted with the responsibilities of the office concerned.
(2) Any person to be appointed as the National Director must be a South African citizen.
17
Simelane (n 5) para 49.
18
Simelane (n 5) paras 107109. See also Ntombizozuko Dyani-Mhango, ‘No, Its not Up for Public
Debate …’ (The Sunday Independent, 26 August 2018)
Dyani-Mhango
6
proper enquiry whether the candidate satisfied the objective requirements of section
9(1)(b) of the NPA Act would render the resulting appointment subject to annulment by
the courts.
19
Prosecutorial independence also includes security of tenure for the NDDP, which is a
non-renewable term of ten years; safeguards against unconstitutional dismissal; and a
right to leave office voluntarily. In this regard, the court in Corruption Watch NPC
recently pronounced that:
The NPA Act has two other salient features that help shield the NPA from improper
interference, namely: the non-renewability of the 10-year term of office of the NDPP;
and certain safeguards on the removal of the NDPP from office. Section 12(8) provides
for the voluntary vacation of office by an NDPP. This section is of some significance.
It must be read in the context of the constitutional guarantee that the office of NDPP be
independent and, indeed, in the context of all the provisions of the NPA Act that seek to
give content to the provisions of section 179(4) of the Constitution. Any act or conduct
that purports to be a voluntary vacation of office but which compromises or has the
potential to compromise the independence of the NDPP is constitutionally invalid.
20
There is another allied issue of the independence of the NDPP which has arisen in past
legal debates with much controversy. It relates to the proper interpretation of section
179(6) of the Constitution. This section provides that ‘[t]he Cabinet member responsible
for the administration of justice must exercise final responsibility over the prosecuting
authority.’ The question that has been raised is whether this provision is in conflict with
the independence of the NPA. In dealing this question, some commentators have argued
that:
the Minister’s powers of oversight are confined to those included in the Act. As already
discussed, these include the requirement that the Minister approves prosecution policy,
and various duties of the NDPP to provide information and submit reports to the
Minister. The [NPA] Act gives no power to the Minister regarding the exercise of
prosecutorial discretion in individual cases. As such, individual decisions regarding
whether or not to prosecute in a particular case are not within the purview of the
Minister’s ‘final responsibility’. This rests in the exclusive discretion of the prosecuting
authority, and ultimately the [NDPP].
21
africa/the-sunday-independent/20180826/282827897005890> accessed 23 July 2020, discussing the
process of appointing the NDPP and arguing that the president does not have unfettered powers when
appointing the NDPP, because he is guided by the provisions of the Constitution and the NPA Act.
19
Simelane (n 5) para 112.
20
Corruption Watch NPC (n 2) para 23.
21
Hannah Woolaver and Michael Bishop, ‘Submission to the Enquiry into the National Director of
Public Prosecutions by the South African Institute for Advanced Constitutional, Public, Human Rights
and International Law (SAIFAC)’ (2008) 21(2) Advocate 30.
Dyani-Mhango
7
In his analysis of prosecutorial independence in Zuma v National Director of Public
Prosecutions,
22
Nicholson J cited the above argument with approval. The judge further
explained that
[t]he independence of the prosecuting authority is vital to the independence of the whole
legal process. If one political faction or sectional interest gains a monopoly over its inner
workings, the judiciary will cease to be independent and will become part of a political
process of the persecution of one particular targeted political enemy.
23
Equally, the SCA agreed with the High Court on appeal and noted that even though
‘[t]hese provisions may appear to conflict … they are not incompatible.
24
In its view,
the SCA pronounced that:
although the Minister may not instruct the NPA to prosecute or to decline to prosecute
or terminate a pending prosecution, the Minister is entitled to be kept informed in respect
of all the prosecutions initiated or to be initiated which might arouse public interest or
involve important aspects of legal or prosecutorial authority.
25
The SCA further stated that the ‘NDPP must be able to make prosecutorial decisions
without regard to political considerations and his prosecutorial discretion must not be
subject to the authority of the government.’
26
However, it disagreed with Nicholson J’s
holding that ‘there should be no relationship [between the NPA and] the Minister of
Justice.
27
Instead, the SCA held that the minister’s responsibility over the NPA needs
to be contextualised.
28
The SCA reasoned that even courts interfere with the NPA’s
decisions to prosecute ‘where the prosecuting authorities had given an undertaking not
to prosecute or had made a representation to that effect in exchange for a plea or for
cooperation.’
29
What is clear from the SCA’s interpretation of section 179(6) is that the
22
2009 (1) BCLR 62 (N) paras 89 and 90 (Zuma v NDPP).
23
Zuma v NDPP (n 22) para 94.
24
Zuma v NDPP 2009 (2) SA 277 (SCA) para 32 (Zuma v NDPP (SCA)).
25
ibid. See also Glenister v President of the Republic of South Africa 2011 (3) SA 347 (CC) (Glenister)
para 122, per Ngcobo CJ, where he confirmed that:
‘[t]here are those legal systems, like ours, where the executive is assigned final responsibility over the
functioning of police or the prosecution, as the case may be. Even with the administration of justice.
This is a special feature of our constitutional democracy. The Cabinet Minister responsible for the
police is required by our Constitution to take final responsibility for the functioning of the police,
including all crime fighting units located within the police. The same is true of the Minister for Justice
with regard to the NPA.’
The majority judgment penned by Moseneke DCJ and Cameron J agreed with Ngcobo CJ’s assessment
and said at para 244, ‘we also accept that our legal system requires some level of executive involvement
in any area of functioning. We do not cavil with some measure of executive involvement.’
26
Zuma v NDPP (SCA) para 28.
27
Zuma v NDPP (SCA) para 37.
28
ibid.
29
Zuma v NDPP (SCA) para 39.
Dyani-Mhango
8
minister’s final responsibility over the NPA is constitutional. However, it does not
empower the minister to intervene in the day-to-day affairs of the prosecutor but
requires that the minister be informed about prosecutorial matters and decisions.
30
What
remains unclear is what the minister must do with such information. An interesting view
that this article agrees with is by Mokoena, who argues that section 179(6) of the
Constitution is linked to the NDPP’s accountability, because suc h ‘accountability is
inferred from the “final responsibility” which the minister is supposed to exercise over
the prosecuting authority.
31
He further maintains that
unfettered prosecutorial independence, if left unchecked by regulation, may be
susceptible to bureaucratic, and institutional abuse and institutional abuse and misuse,
which, may by implication, potentially erode entrenched constitutional and legislative
protection and guarantees.
32
Prosecutorial independence received considerable attention in Corruption Watch NPC,
where the appointment of the NDPP terminated by a settlement agreement with the
president and the Minister of Justice was under review. In this case, the former NDPP,
Mr Nxasana, entered into a settlement agreement with the president and the Minister of
Justice in terms of article 28(1)(a)(ii) of the NPA Act in order to vacate his office.
33
One
of the issues brought before the court, and which is relevant to this article, was whether
‘the settlement agreement and, therefore, Mr Nxasana’s vacation of the office of NDPP
are constitutionally valid.
34
In answering this question, Madlanga J made it clear that
the settlement agreement to vacate the office of the NDPP was linked to the concept of
30
See also, Kaunda & Others v President of the Republic of South Africa 2005 (4) SA 235 (CC), para
83, where Chaskalson CJ explained:
‘In terms of the Constitution the prosecuting authority, headed by the [NDPP], has the power to
institute criminal proceedings on behalf of the state and to carry out any necessary functions incidental
to the instituting of criminal proceedings. This would include applying for extradition where this is
necessary. The powers of the prosecuting aut hority, for which the Minister of Justice and
Constitutional Affairs assumes final responsibility, must be exercised by the prosecuting authority
without fear, favour, or prejudice. Decisions to institute prosecutions may raise policy issues which
are far from easy to determine where, as in the present case, the events are already the subject matter
of criminal proceedings in another country.[footnotes omitted].
31
Mokoena (n 4) 303. See also Dirk Van Zyl Smit and Esther Steyn, ‘Prosecuting Authority in the New
South Africa’ (2000) 8 CIJL Yearbook 137 at 150 arguing that ‘[i]n practice this means that the
Minister of Justice has to answer to Parliament and through it to the public for the operation of the
prosecuting authority’, and that ‘in principle, it is desirable that government ministers take
responsibility for the operations of all aspects of the executive.
32
Mokoena (n 4) 303.
33
Section 12(8)(a) of the NPA Act provides that:
(a) The President may allow the National Director or a Deputy National Director at his or her request,
to vacate his or her office
(i) on account of continued ill-health; or
(ii) for any other reason which the President deems sufficient.
34
Corruption Watch NPC (n 2) para 16(a).
Dyani-Mhango
9
prosecutorial independence, especially since it transpired that the president wanted Mr
Nxasana out of office by all means necessary.
35
Madlanga J concluded that the
president’s conduct ‘compromise[d] the independence of the NDPP’ because the
settlement amount in the agreement fell outside the benefits contemplated in section
12(8) of the NPA Act.
36
In other words, the amount paid to Mr Nxasana as part of the
settlement agreement for him to vacate his office ‘far exceeded what Mr Nxasana’s
financial entitlement would have been had his office been lawfully vacated in terms of
section 12(8)(a)(ii) of the NPA Act.
37
The Corruption Watch NPC judgment also dealt with two other issues that relate to the
independence of the NDPP. The first issue was the constitutionality of section 12(4) of
the NPA Act. This section gave power to the president to extend the NDPP’s term of
office beyond the retirement age of 65.
38
In this regard, Madlanga J quickly disposed of
this issue and held that the enabling provision to extend the NDPP’s term of office
undermines the independence of the NDPP.
39
His reasons were predicated on the
previous judgments of the court, including Justice Alliance of South Africa, where it
held that:
In approaching this question it must be borne in mind that the extension of a term of
office, particularly one conferred by the Executive or by Parliament, may be seen as a
benefit. The judge or judges upon whom the benefit is conferred may be seen as
favoured by it. While it is true, as counsel for the President emphasised, that the
35
See Corruption Watch NPC (n 2) para 25, where Madlanga J gives a summary of what transpired:
‘The facts set out above point to one thing and one thing only: former President Zuma was bent on
getting rid of Mr Nxasana by whatever means he could muster. His was an approach that kept on
mutating: it was first a stick; then a carrot; a stick once more; and eventually a carrot. There was first
the notification that Mr Nxasana would be subjected to an inquiry with a view to establishing whether
he was still a fit and proper person to hold office. Concomitantly, there was a threat of suspension
pending finalisation of the inquiry, albeit with full pay. This was followed by former President Zuma’s
proposal that there be mediation. When there was no progress on this, the inquiry was instituted. Whilst
the inquiry was in its preliminary stages, the former President pursued a parallel process in which Mr
Nxasana was first offeredin a draft settlement agreementR10 million. As indicated earlier, he did
not accept it. What plainly evinces how desperate former President Zuma was to get rid of Mr Nxasana
is that this was followed by a draft settlement in which the amount was left blank. Mr Nxasana was
being told to pick whatever figure.’
36
Corruption Watch NPC (n 2) para 28.
37
Corruption Watch NPC (n 2) para 26.
38
Section 12(4) of the NPA Act stipulates:
(4) If the President is of the opinion that it is in the public interest to retain a National Director or a
Deputy National Director in his or her office beyond the age of 65 years, and
(a) the National Director or Deputy National Director wishes to continue to serve in such office; and
(b) the mental and physical health of the person concerned enable him or her so to continue,
the President may from time to time direct that he or she be so retained, but not for a period which
exceeds, or periods which in the aggregate exceed, two years: Provided that a National Director’s term
of office shall not exceed 10 years.
39
Corruption Watch NPC (n 2) para 42.
Dyani-Mhango
10
possibility of far-fetched perceptions should not dominate the interpretive process, it is
not unreasonable for the public to assume that extension may operate as a favour that
may influence those judges seeking it. The power of extension in section 176(1) must
therefore, on general principle, be construed so far as possible to minimise the risk that
its conferral could be seen as impairing the precious -won institutional attribute of
impartiality and the public confidence that goes with it.
40
Consequently, the court confirmed the High Court’s declaration of the
unconstitutionality of this provision.
41
The second issue was whether an indefinite suspension of the NDPP in terms of article
12(6) of the NPA Act affected prosecutorial independence.
42
The problem for the court
was the fact that the president had the power to suspend the NDPP with or without pay
and for an indefinite period. Above all, suspension without pay was a default position.
43
In this respect, Madlanga J’s concern was the fact that the legislation did not provide
40
Justice Alliance of South Africa (n 9) para 75 as quoted in Corruption Watch NPC (n 2) para 42.
Madlanga J, in para 43, also relied on reasoning in Helen Suzman Foundation v President of the
Republic of South Africa 2015 (2) SA 1 (CC) (Helen Suzman Foundation) para 81, which held:
Renewal invites a favour-seeking disposition from the incumbent whose age and situation might point
to the likelihood of renewal. It beckons to the official to adjust her approach to the enormous and
sensitive responsibilities of her office with regard to the preferences of the one who wields the
discretionary power to renew or not to renew the term of office. No holder of this position of high
responsibility should be exposed to the temptation to ‘behave’ herself in anticipation of renewal.
41
Corruption Watch NPC (n 2) para 44.
42
Section 12(6) of the NPA states:
(6)(a) The President may provisionally suspend the National Director or a Deputy National Director
from his or her office, pending such enquiry into his or her fitness to hold such office as the President
deems fit and, subject to the provisions of this subsection, may thereupon remove him or her from
office
(i) for misconduct;
(ii) on account of continued ill-health;
(iii) on account of incapacity to carry out his or her duties of office efficiently; or
(iv) on account thereof that he or she is no longer a fit and proper person to hold the office concerned.
(b) The removal of the National Director or a Deputy National Director, the reason therefor and the
representations of the National Director or Deputy National Director (if any) shall be communicated
by message to Parliament within 14 days after such removal if Parliament is then in session or, if
Parliament is not then in session, within 14 days after the commencement of its next ensuing session.
(c) Parliament shall, within 30 days after the message referred to in paragraph (b) has been tabled in
Parliament, or as soon thereafter as is reasonably possible, pass a resolution as to whether or not the
restoration to his or her office of the Nati onal Director or Deputy National Director so removed, is
recommended.
(d) The President shall restore the National Director or Deputy National Director to his or her office
if Parliament so resolves.
(e) The National Director or a Deputy National Director provisionally suspended from office shall
receive, for the duration of such suspension, no salary or such salary as may be determined by the
President.
43
Corruption Watch NPC (n 2) para 45.
Dyani-Mhango
11
any guidance concerning the president’s exercise of discretion under it when it comes
to the circumstances under which a payment would be made. Madlanga J found this
exercise of discretion is not one to be made available to the executive as it may lead to
abuse.
44
Accordingly, Madlanga J held that the exercise of such presidential discretion
‘has the potential to undermine the independence and integrity of the offices of NDPP
and Deputy NDPP and, indeed, that of the NPA itself.
45
It is clear from the above discussion that the independence of the prosecutor is important
in the exercise of their duties. However, this article argues that the oversight of the
Minister of Justice is aligned to holding the prosecutor accountable for preventing
‘institutional abuse and misuse’ if the minister does not overstep their boundaries. This
oversight does not interfere with prosecutorial independence, as confirmed in Valente
on what constitutes independence, and by the SCA in Zuma v National Director of
Public Prosecutions and the court in Kaunda, and in Glenister on the relationship
between the NDPP and the executive branch of government. The question that follows
is whether prosecutorial independence is the same as judicial independence. This article
argues that the two are not the same.
It is important to emphasise that even though the court relied on authorities which dealt
with issues of judicial independence to pronounce on prosecutorial independence in the
Corruption Watch NPC, the two concepts are distinct. Justice Yacoob in the Simelane
case conceded this difference when he declared that ‘it is true that the functions of the
[NDPP] are not judicial in character.
46
Nevertheless, Justice Yacoob recognised that
because the functions performed by the NDPP
are fundamental to our democracy. The office must be non-political and non-partisan
and is closely related to the function of the judiciary broadly to achieve justice and is
located at the core of delivering criminal justice.
47
In his critical study of a proposed 2013 constitutional amendment to the provisions
governing the NPA, Mhango correctly argued that ‘the latter point [by Justice Yacoob]
should not be read as suggesting that the NDPP deserves the same level of independence
that the Constitution expects’ from the judiciary.
48
44
ibid.
45
ibid.
46
Simelane (n 5) para 26.
47
ibid.
48
Mtendeweka Mhango, ‘Constitutional Eighteenth Amendment Bill: An Unnecessary Amendment to
the South African Constitution?’ (2013) 35(1) Statute Law Review 19 at 26, discussing Simelane and
the differences between the level of appointment expected for the NDPP and judiciary.
Dyani-Mhango
12
In addition, the court has reiterated this difference in Glenister
49
and Helen Suzman
Foundation, where, in dealing with the issue of public confidence in the context of
determining the level of independence of the Directorate of Priority Crime Investigation
(DPCI), the court stated that
the appearance or perception of independence plays an important role in evaluating
whether independence in fact exists By applying this criterion, we do not mean to
impose on Parliament the obligation to create an agency with a measure of independence
appropriate to the judiciary.
50
Accordingly, under South African constitutional law, a line is drawn between judicial
and prosecutorial independence.
The jurisprudence of our courts relating to prosecutorial independence has had an
influence on the interpretation of other constitutional and legislative provisions relating
to the independence of other institutions whose tasks are linked to the administration of
justice. The following section deals with the independence of the DPCI and the
Independent Police Investigative Directorate (IPID) in order to demonstrate this
influence.
On the Independence of the DPCI and the IPID: The Glenister and
McBride
51
Judgments
As previously stated, in the past decade or so, new constitutional jurisprudence has
emerged in South Africa regarding the requirement of independence that should
characterise independent institutions such as the NPA. One of the important judgments
that has emerged from this jurisprudence is that of Glenister, where the independence
of the then newly created DPCI established by virtue of the South African Police
Services Act 68 of 1995 (SAPS Act) was at issue. As stated in its Preamble, the objective
of the impugned SAPS Act was to enhance the investigative capacity of the police
services in relation to national priority crimes and other crimes, by establishing a DPCI
to combat them. The question that arose in Glenister was whether the Constitution
imposes an obligation on the state to establish and maintain an independent body to
combat corruption and organised crime; and, if so, whether the DPCI established under
the impugned provisions of the SAPS Act met the requirements of independence.
52
The
majority of the court held that the Constitution does impose this obligation on the state.
53
49
See, Glenister (n 25) para 207.
50
Glenister (n 25) para 207 and Helen Suzman Foundation (n 40) para 31.
51
McBride v Minister of Police 2016 (2) SACR 585 (CC) (McBride).
52
Glenister (n 25) para 163.
53
ibid.
Dyani-Mhango
13
And on whether the DPCI met the requirements of independence, the court found that
it did not. Accordingly, the provisions of the SAPS Act were declared unconstitutional.
The court’s reasoning, from which this article dr aws an analogy for the pu rposes of
analysing prosecutorial independence, was that the obligation to establish an anti-
corruption body emanated from international law and was enforceable through sections
7(2) and 8 of the Constitution.
54
In addition, the court reasoned that the state’s
obligations in section 7(2) of the Constitution to ‘respect, protect, promote and fulfil the
rights in the Bill of Rights’ requires that an anti-corruption body must be reasonable,
that is to say, it must be adequately independent.
55
After examining the relevant
provisions of the SAPS Act relative to the DPCI, the court concluded that:
the absence of specially secured conditions of employment, the imposition of oversight
by a committee of political executives, and the subordination of the DPCI’s power to
investigate at the hands of members of the executive, who control the DPCI’s policy
guidelines, are inimical to the degree of independence that is required.
56
Accordingly, the impugned legislation was constitutionally invalid to the extent that it
did not secure adequate independence for the DPCI.
57
Similarly, in McBride, the court was presented with an opportunity to define and
delineate the contours of independence as it pertains to the IPID, a police complaints
body. The question of IPID’s independence arose because the High Court declared
several provisions of the IPID Act unconstitutional. And for this declaration to have
legal effect, it must be confirmed by the court pursuant to section 172 of the
Constitution. In resolving this question, the court focused on two aspects of
independence of the IPID. The first aspect concerned the subjugation of the IPID
executive director to the laws governing the public service. On this aspect, the court
found that the provisions of the IPID Act
58
undermined the independence of the
executive director. The court reasoned that:
It is axiomatic that public servants are government employees. They are beholden to
government. They operate under government instructions and control. The authority to
discipline and dismiss them vests in the relevant executive authority. This does not
require parliamentary oversight. To subject the Executive Director of IPID to the same
regime is to undermine or subvert his independence. It is not congruent with the
Constitution.
59
54
Glenister (n 25) paras 189194.
55
Glenister (n 25) para 194.
56
Glenister (n 25) para 248.
57
Glenister (n 25) para 251.
58
Sections 6(3), 16A (1), 16B and 17(1) of the IPID Act 1 of 2011.
59
McBride (n 51) para 30.
Dyani-Mhango
14
The second aspect of independence dealt with the removal powers of the Minister of the
Police. Before dealing with this aspect, the court cited with approval the minority
judgment by Chief Justice Ngcobo in Glenister, where he established the criterion
which was agreed to by the majorityfor determining adequate independence of
independent institutions. Ngcobo CJ stated that ‘[u]ltimately therefore, the question is
whether the anti-corruption agency enjoys sufficient structural and operational
autonomy so as to shield it from undue political influence.
60
Relying on this principle,
the court in McBride reasoned that section 6 of the IPID Act, which gave the minister
enormous political power and control over the executive director, including removal
power without parliamentary oversight, is antithetical to the entrenched independence
of the IPID contemplated by the Constitution.
61
According to the court, this was
tantamount to impressible political management of IPID by the minister.
62
In addition,
the court reasoned that:
To my mind, this state of affairs creates room for the Minister to invoke partisan political
influence to appoint someone who is likely to pander to his whims or who is sympathetic
to the Minister’s political orientation. This might lead to IPID becoming politicised and
being manipulated.
63
There was another pressing rationale for the court’s conclusion in this case, which was
phrased as follows:
To subject the Executive Director of IPID, which the Constitution demands to be
independent, to the laws governing the public service to the extent that they empower
the Minister to unilaterally interfere with the Executive Director’s tenure – is subversive
of IPID’s institutional and functional independence, as it turns the Executive Director
into a public servant subject to the political control of the Minister.
64
Therefore, the impugned provisions of the IPID Act did not pass constitutional muster
and, as consequence, the order of constitutional invalidity by the High Court was
confirmed. Simply put, it was inconsistent with section 206(6) of the Constitution
65
and
was set aside.
66
As demonstrated, the principles governing prosecutorial independence as outlined in the
Corruption Watch NPC judgment above are applicable to other independent institutions
60
Glenister (n 25) para 121.
61
McBride (n 51) para 38.
62
ibid.
63
ibid.
64
McBride (n 51) para 39.
65
Section 206(6) of the Constitution stipulates that; ‘On receipt of a complaint lodged by a provincial
executive, an independent police complaints body established by national legislation must investigate
any alleged misconduct of, or offence committed by, a member of the police service in the province.’
66
McBride (n 51) para 40.
Dyani-Mhango
15
such as the IPID
67
and the DPCI because of their involvement in the administration of
justice. The court has been at pains to emphasise that ‘[a]t the centre of any functioning
constitutional democracy is a well-functioning justice system.
68
The next section deals with prosecutorial impartiality in South Africa.
Prosecutorial Impartiality in South Africa
As explained earlier, associated with the independence of the prosecutor in exercising
official duties, but certainly a self-standing requirement, is the requirement of
impartiality. Because a prosecutor is an officer of the court, they are required to
discharge prosecutorial duties not only independently but also impartially. What has
become a seminal quotation of common-law apex courts on the impartiality of
prosecutors emanates from the dictum of the Canadian Supreme Court delivered by
Rand J in Boucher v The Queen
69
some six decades ago:
It cannot be over-emphasised that the purpose of a criminal prosecution is not to obtain
a conviction, it is to lay before a jury what the Crown considers to be credible evidence
relevant to what is alleged to be a crime. Counsel have a duty to see that all available
legal proof of the facts is presented: it should be done firmly and pressed to its legitimate
strength but it must also be done fairly. The role of prosecutor excludes any notion of
winning or losing; his function is a matter of public duty than which in civil life there
can be none charged with greater personal responsibility. It is to be efficiently performed
with an ingrained sense of dignity, seriousness and the justness of judicial proceedings.
70
This statement of law has not only been repeatedly cited by the Supreme Court of
Canada in the leading cases involving prosecutors,
71
but it has also been relied upon by
courts beyond Canada’s borders.
72
In South Africa, Cloete JA not only referred to it in
S v Van der Westhuizen, but also referred to those cases from the Commonwealth and
other common-law jurisdictions where it has been both cited and followed.
73
67
McBride (n 51) para 31, where the Constitutional Court stated that the independence of the IPID
included ‘the method of appointment, the method of reporting, disciplinary proceedings and method
of removal of the Executive Director from office, and security of tenure.
68
Corruption Watch NPC (n 2) para 20.
69
[1955] SCR 16.
70
Boucher (n 69) 2324.
71
Nelles v Ontario [1989] 2 SCR 170; Canadian Oxy Chemicals Ltd v Canada (Attorney General) [1999]
1 SCR 743 para 25; R v Stinchcombe [1991] 3 SCR 326 at 10; Proulx v Quebec (Attorney General)
(2001) 206 DLR (4th) 1 (SCC) para 41.
72
See, for example, R v H [2004] 1 All ER 1269 (HL); Randall v The Queen [2002] 1 WLR 2237 (PC);
R v Puddick (1865) 4 F & F 497; R v Banks [1916] 2 KB 621; Libke v R (2007) 235 ALR 517;
Whitehorn v The Queen (1983) 152 CLR 657 (HCA); and DO v DPP [2006] IESC 12.
73
S v Van der Westhuizen 2011 (2) SACR 26 (SCA) paras 1013.
Dyani-Mhango
16
Similarly, the court invoked Boucher in S v Shaik.
74
In this case, the applicants had
argued before the court that the prosecutor did not adhere to his constitutional duty to
remain impartial and to execute his functions without fear, favour or prejudice.
Although they did not show any proof or the basis for the alleged bias, they only averred
that the prosecutor, Mr Downer, while wearing the hat of investigator, came into
possession of information that would only have been available to him as a prosecutor.
75
But as the court held, additional knowledge and understanding of the facts do not
amount to bias or prejudice. It was not alleged that the prosecutor waged a personal
vendetta,
76
impaired the conduct of the proceedings and the dignity of the court,
77
or
used the same office as the assessors.
78
Indeed, the applicants made it clear that they
were not attacking the ethics of Mr Downer’s conduct.
79
The court further questioned what the purpose of an investigator was if not to hand over
to the prosecutor as much evidence as can be lawfully obtained. According to the court,
it is in the best interests of all, even those of the accused, for the prosecutor to have as
much evidence as possible available in their position as truth-seeker. Referring with
approval to Rand J’s dictum in Boucher, the court concluded this aspect of its judgment
by holding that none of Mr Downer’s actions fell short of his role as a prosecutor as set
out in the NPA Act or the Constitution. In effect, the applicant’s submissions on the
alleged unfairness of the trial, whether based on the failure to charge other parties or on
the alleged prosecutorial misconduct, revealed no prospects of success on appeal.
80
It is
clear that Boucher has influenced in the South African jurisprudence on prosecutorial
impartiality. But what exactly does prosecutorial impartiality mean in South Africa?
As alluded to earlier in this article, the Constitution enjoins the legislature to adopt
legislation which ensures that the NPA exercises its function ‘without fear or favour’.
81
Indeed, the NPA Act has been found to incorporate the duty to act impartially.
82
In this
regard, there are at least four provisions in the NPA Act which give effect to the
principle of impartiality. First, section 32, aptly titled [i]mpartiality of, and oath or
affirmation by members of prosecuting authority,’ requires prosecutors ‘ to serve
impartially and exercise, carry out or perform his or her powers, duties and functions in
74
75
S v Shaik (n 74) para 65.
76
Smith v Ushewokunze 1998 (3) SA 1125 (SZ) 1130HI.
77
Jesse v Pratt NO 2001 (8) BCLR 810 (Z) 816FI.
78
S v Jaipal 2005 (4) SA 581 (CC) para 5.
79
S v Shaik (n 74) para 66.
80
S v Shaik (n 74) paras 6768.
81
Section 179(4) of the Constitution.
82
See S v Van der Westhuizen (n 73) para 9.
Dyani-Mhango
17
good faith and without fear, favour or prejudice, and subject only to the Constitution
and the law.
83
Secondly, the NPA Act bars any organ of state or its member or employee, or any other
person, from improperly interfering with the NPA or its members ‘in the exercise,
carrying out or performance of its, his or her powers, duties and functions.
84
Thirdly, section 32(2)(a) of the NPA Act goes further to provide for an oath of
affirmation which every NDPP, Deputy NDPP or prosecutor must swear to uphold and
protect the Constitution and the entrenched fundamental rights and to
enforce the law of the Republic without fear, favour or prejudice and, as the
circumstances of any particular case may require, in accordance with the Constitution
and the law.
Fourthly, section 22(6)(a) of the NPA Act provides that:
the [NDPP] shall, in consultation with the minister and after consultation with the
Deputy [NDPP] and the Directors, frame a code of conduct which shall be complied
with by members of the prosecuting authority.
The Code of Conduct for Members of the National Prosecuting Authority
85
identifies,
in its item C, nine different factors that will enhance the performance of prosecutorial
duties, being issues that are capable of keeping them out of the realm of corruption,
ensuring impartiality in the performance of their prosecutorial duties, if they strictly
abide by them. These include the commands that they should:
(a) Carry out their functions impartially and not become personally, as opposed to
professionally, involved in any matter;
(b) Avoid taking decisions or involving themselves in matters where a conflict of
interest exists or might possibly exist;
(c) Take into consideration the public interest as distinct from media or partisan
interests and concerns, however vociferous these may be presented;
(d) Avoid participation in political or other activities which may prejudice or be
perceived to prejudice their independence and impartiality;
83
Section 32(1)(a).
84
Section 32(1)(b).
85
GG 33907 (29 December 2010) GN R1257.
Dyani-Mhango
18
(e) Not seek or receive gifts, donations, favours or sponsorships that may compromise,
or may be perceived to compromise, their professional integrity;
(f) Act with objectivity and pay due attention to the constitutional right to equality;
(g) Take into account all relevant circumstances and ensure that reasonable enquiries
are made about evidence, irrespective of whether these enquiries are to the
advantage or disadvantage of the alleged offender;
(h) Be sensitive to the needs of victims and do justice between the victim, the accused
and the community, according to the law and the dictates of fairness and equity;
and
(i) Assist the court to arrive at a just verdict and, in the event of a conviction, an
appropriate sentence based on the evidence presented.
86
To complement the above provisions, the SCA in Van der Westhuizen established a
principle that the duty of a prosecutor to act impartially is part of the more general duty
to act without fear, favour or prejudice.
87
Indeed, under an adversarial system, the
prosecutor’s function is essentially to discredit the defen ce’s evidence for the purposes
of obtaining a conviction. In this respect, it is not the function of a prosecutor to bring
evidence forward which is destructive of the state’s case, or which advances the case of
the accused. Instead, the duty of a prosecutor is to see that all available legal proof of
the facts is presented and is discharged by making the evidence available to the
accused’s legal representatives; the prosecutor’s obligation is not to put the information
before the court.
88
Therefore, the SCA found that there was no substance in the
appellant’s argument that he had not received a fair trial because the state had called
some witnesses and not others. Nor did the prosecutor simply make state witnesses who
had not been called by the state available to the defence: the prosecutor placed on record
that he would help the defence to locate and consult with such witnesses. And if the
86
The International Codes contain clauses on prosecutorial independence and impartiality and the role
of prosecutors in criminal proceedings which are not dissimilar to those in the South African Code
designed and adopted pursuant to art 10 of the UN Declaration of Human Rights 1948; art 14 of the
International Covenant on Civil and Political Rights 1966; and art l5(a) of the International Covenant
on the Elimination of all Forms of Racial Discrimination 1966. They include: the UN Guidelines on
the Role of Prosecutions adopted by the 8th UN Congress on the Prevention of Crime and Treatment
of Offenders, in Havana 27 August to 7 September 1990; and the Standards of Professional
Responsibility and Statements of the Essential Duties and Rights of Prosecutors of the International
Association of Prosecutors adopted in Amsterdam, April 1999.
87
Van der Westhuizen (n 73) para 9.
88
Van der Westhuizen (n 73) paras 1213.
Dyani-Mhango
19
appellant’s attorney did not insist that subpoenas issued at the suit of the defence be
enforced, that cannot be laid at the door of the prosecution.
89
Again, and as demonstrated in the discussion on prosecutorial independence, South
African courts draw a distinction between prosecutorial impartiality and judicial
impartiality. For example, the SCA recently emphasised in Maharaj v Mandag Centre
for Investigative Journalism NPC
90
that the NDPP is no ordinary litigant;
91
that the
NDPP is an officer of the court, who is duty-bound to take the court into her confidence
and fully explain the facts so that an informed decision can be taken.
92
The role and
function of the prosecution in the criminal justice system is no doubt important and
although the prosecutor is regarded as an officer of the court, their functions and
responsibilities are different from those of a magistrate or a judge. Therefore, a
prosecutor’s role should not be equated to that of the judicial officer such that the
prosecutor’s impartiality could not be measured with the same scale as that of a judicial
officer in a matter such as recusal on the ground of bias.
It is not surprising that, based on the above proposition, the SCA held in Porritt v
NDPP
93
that the trial court had erred in applying the test enunciated in President of the
Republic of South Africa v South Africa Rugby Football Union (SARFU 3)
94
for the
recusal of a judicial officer on the ground of apprehension of bias to recuse two
prosecutors in that case. Rather, the applicable test of recusal to the circumstances of
prosecutors is that formulated in Director of Public Prosecutions, Western Cape v
Killian,
95
where the crux of the complaint was that the prosecutor played the role of an
investigator and later acted as prosecutor in the same case. The court described the test
for the recusal of a prosecutor as follows:
The question remains whether the prosecutor’s dual role in this case created a
substantive unfairness per se. Neither precedent nor principle persuades that it did.
Whether fulfilment of that dual role does involve or bring about substantive unfairness
in an ensuing criminal trial will be a matter to be decided on the facts of each case by
the trial court. Unfairness does not flow axiomatically from a prosecutor having had that
dual role.
96
89
Van der Westhuizen (n 73) para 14.
90
91
Democratic Alliance v President of the RSA 2012 (1) SA 417 (SCA); Zuma v Democratic Alliance
[2014] 4 All SA 35 (SCA).
92
NDDP v Freedom Under Law 2014 (4) SA 298 (SCA); Kalil NO v Magaung Metropolitan
Municipality 2014 (5) SA 123 (SCA) para 30.
93
2015 (1) SACR 533 (SCA) paras 2021.
94
95
96
ibid para 28.
Dyani-Mhango
20
In this regard, prosecutors cannot be subjected to the same standard applied to the
recusal of judges in that the prosecutor had earlier been involved in the case without
allegations of impropriety on his part in the course of the previous litigation or during
the course of the present proceedings. The prosecutors in the present case could not be
removed from carrying out their prosecuting function simply because they were not
independent of the complainant, which in the present case was the state.
97
The previous section has demonstrated that prosecutorial impartiality is equally as
important as prosecutorial independence for the effective administration of the criminal
justice system. In this respect, there are measures put in place to ensure that a prosecutor
exercises their powers without fear or favour such as by taking an oath of office pledging
to be bound by the Constitution and the law. In order to safeguard their impartiality, the
Constitution and the NPA Act also bar anyone from interfering with the duties of the
prosecutor.
Conclusion
This article began by highlighting that there had been some controversies that were
caused in particular by high-profile and politically charged criminal investigations
which led to the questioning of the NDPP’s independence; and by stressing the fact that
no incumbent of the Office of NDPP has ever served full term since its inception. Since
the appointment of the new NDPP, Shamila Batohi,
98
there have not been any high-
profile criminal investigations that implicate those currently in political power.
However, the law remains the same and it remains to be seen whether there will be any
controversy in future should the NDPP attempt to investigate those in power. This article
has analysed the courts’ jurisprudence and demon strated that prosecutorial
independence and prosecutorial impartiality are settled concepts in South Africa, as seen
in the courts’ jurisprudence. These concepts are interconnected and yet distinct, but they
are distinguishable from judicial independence and judicial impartiality. Consequently,
it seems that the controversy is likely to arise in questions relating to prosecutorial
independence rather than prosecutorial impartiality, especially in relation to high-profile
cases. This is because the prosecutorial independence relates to the close relationship
the NDPP has with the executive branch of government. The article further established
that the jurisprudence on prosecutorial independence has had an influence on other
institutions such as the DPCI and the IPID, because they form an integral part of the
97
This decision does not in any way contradict the institutional independence which the NPA enjoys in
terms of the Constitution and the NPA Act. See DA v Acting NDPP 2012 (3) SA 486 (SCA) para 45,
where the court stated: ‘It is of fundamental importance to our democracy that an institution such as
the NPA, which is integral to the rule of law, acts in a manner consistent with constitutional prescripts
and within its powers, as set out in the [NPA Act].
98
See, for example, Pelane Phakgadi, ‘Batohi’s Appointment as NDPP Welcomed Across the Board’
(Mail & Guardian, 4 December 2018) as-
ndpp-welcomed-across-the-board/> accessed 23 July 2020.
Dyani-Mhango
21
administration of criminal justice. Equally, courts’ jurisprudence on prosecutorial
impartiality shows that an impartial prosecutor is important for administering the
criminal justice system effectively. One cannot fail to see the imperative that a
prosecutor must exercise their powers without fear or favour.
Dyani-Mhango
22
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Boucher v The Queen [1955] SCR 16.
Canadian Oxy Chemicals Ltd v Canada (Attorney General) [1999] 1 SCR 743.
Corruption Watch NPC & Others v President of the Republic of South Africa & Others;
Nxasana v Corruption Watch NPC & Others [2018] ZACC 23 (13 August 2018).
Dyani-Mhango
24
De Lange v Smuts NO 1998 (3) SA 785.
Democratic Alliance v Acting National Director of Public Prosecutions 2012 (3) SA 486
(SCA).
Democratic Alliance v President of South Africa 2013 (1) SA 248 (CC).
Democratic Alliance v President of the RSA 2012 (1) SA 417 (SCA).
DO v DPP [2006] IESC 12.
Ex parte Chairperson of the Constitutional Assembly: In re Certification of the Constitution of
the Republic of South Africa, 1996 1996 (4) SA 744 (CC).
Glenister v President of the Republic of South Africa 2011 (3) SA 347 (CC).
Helen Suzman Foundation v President of the Republic of South Africa 2015 (2) SA 1 (CC).
Jesse v Pratt NO 2001 (8) BCLR 810 (Z).
Justice Alliance of South Africa v President of the Republic of South Africa 2011 (5) SA 388
(CC).
Kalil NO v Magaung Metropolitan Municipality 2014 (5) SA 123 (SCA).
Kaunda & Others v President of the Republic of South Africa 2005 (4) SA 235 (CC).
Libke v R (2007) 235 ALR 517.
Maharaj & Others v Mandag Centre of Investigative Journalism NPC & Others 2018 (1)
SACR 253 (SCA).
McBride v Minister of Police 2016 (2) SACR 585 (CC).
National Deputy Director of Public Prosecutions v Freedom Under Law 2014 (4) SA 298
(SCA).
Nelles v Ontario [1989] 2 SCR 170.
Porritt & Another v National Director of Public Prosecutions & Others 2015 (1) SACR 533
(SCA).
President of the Republic of South Africa & Others v South African Rugby Football Union &
Proulx v Quebec (Attorney General) (2001) 206 DLR (4th) 1 (SCC).
Dyani-Mhango
25
R v Banks [1916] 2 KB 621.
R v Puddick (1865) 4 F & F 497.
R v Stinchcombe [1991] 3 SCR 326.
Randall v The Queen [2002] 1 WLR 2237 (PC).
S v Shaik & Others 2008 (1) SACR 247 (SCA).
S v Shaik & Others 2008 (2) SA 208 (CC).
S v Van der Westhuizen 2011 (2) SACR 26 (SCA).
Smith v Ushewokunze 1998 (3) SA 1125 (SZ).
The Queen v Beauregard [1986] 2 SCR 56.
Valente v The Queen [1985] 2 RCS 673.
Whitehorn v The Queen (1983) 152 CLR 657 (HCA).
Zuma v Democratic Alliance [2014] 4 All SA 35 (SCA).
Zuma v National Director of Public Prosecutions 2009 (1) BCLR 62 (N).
Zuma v National Director of Public Prosecutions 2009 (2) SA 277 (SCA).
Legislation
Constitution of the Republic of South Africa, 1996.
Independent Police Investigative Directorate Act 1 of 2011.
National Prosecuting Authority Act 32 of 1998.

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