Recent Case: Criminal procedure

JurisdictionSouth Africa
Date03 September 2019
Pages249-265
AuthorMichael Cowling
Published date03 September 2019
Cases
249
Criminal Procedure
MICHAEL COWLING
University of KwaZulu-Natal, Pietermaritzburg
Appeal
Appeal - leave to appeal - when to be granted
Section 309 of the Criminal Procedure Act 1977 stipulates that an accused
person may only appeal against a conviction and/or sentence from the High
Court to the Supreme Court of Appeal where either the former or, failing
which, the latter, requires an exercise of discretion on the part of the judge
who has to make this decision. Even when considering leave to appeal
against one's own decision, this exercise of discretion entails an objective
evaluation of prospects of success and the consequent likelihood of another
court coming to a different conclusion.
In
S
v
Kgafela
2003 (2) SACR 176 (SCA) the Supreme Court of Appeal was
confronted with a situation in which it was alleged that the High Court had
granted leave to appeal in circumstances where it should not have. The case
concerned the application of s 51(3)(a) of the Criminal Law Amendment Act
105 of 1977 which compelled a court to impose a life sentence for
premeditated murder unless substantial and compelling circumstances
indicated otherwise.
Although the High Court (Bophuthatswana Provincial Division — per
Friedman JP) decided that there were no substantial and compelling
circumstances the court nonetheless felt that this was an opportune moment
for the Supreme Court of Appeal to revisit its decisions in
S
v
Malgas
2001
SACR 469 (SCA) as later approved in
S
v
Dodo
concerning the application of s 51(3)(a). Friedman JP felt in particular that
the Supreme Court of Appeal should give serious consideration to reversing
the order of the enquiry in determining an appropriate sentence in terms of s
51(3)(a). In the
Malgas'
case it was held that any court imposing a sentence
in terms of this provision should give due consideration to the prescribed
minimum sentence (ie the extent to which substantial and compelling
circumstances can be said to exist) before deciding what the appropriate
(2004) 17 SACJ 249
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250
SACJ •
(2004) 17
sentence should be. Instead, Friedman JP suggested that the court should
commence with the conventional enquiry as to what is the appropriate
sentence and only thereafter proceed to the prescribed minimum sentence.
Friedman JP further recommended that the Supreme Court of Appeal
'might welcome the opportunity to revisit the decision in
Malgas
in order to
give more definition or formulation to the phrase 'substantial and compelling
circumstances' (at 177g). This latter was notwithstanding that Marais JA had
expressly said in
Malgas
that it would be 'an impossible task to attempt to
catalogue exhaustively either those circumstances or combinations of
circumstances which would rank as substantial and compelling or those
which could not' (at 480D.
Appeal — right of appeal — nature
In
S v Zondi
2003 (2) SACR 227 (WLD) the accused was convicted of the
offence of extortion in the magistrates' court. He thereafter lodged an appeal
against this conviction. However, when preparing the court record it was
discovered that the tape cassettes that recorded the proceedings of the trial
had gone missing. Attempts to locate them proved unsuccessful as were
attempts to reconstruct the record. As a result the 'record' that was submitted
to the High Court for purposes of the appeal consisted of a transcript of the
proceedings at the sentencing stage of the trial together with an affidavit of
the accused pointing out that the state witnesses were untruthful. In addition
the docket was also included which contained statements and affidavits of
various witnesses. However, what was missing was the transcript of the
actual proceedings of the trial itself.
On the face of it, it would appear that the absence of such a transcript
would render any appeal process extremely difficult. The approach of the
accused was to argue that, since the state came under a duty to provide the
record, any failure in this regard should be to his benefit and hence the
appeal should succeed on that ground alone. This was opposed by the state
where it was argued that a genuine attempt had been made to reconstruct the
record but this had failed through no fault of the state. In particular it was
stated that there had been no mala fides on the part of the latter. As a result it
was submitted that the appeal against the conviction should be dismissed.
In deciding this issue the court hearing the appeal was compelled to
examine in a fair amount of detail, the nature and inherent workings of the
appeal process within the context of the South African criminal procedure
system. In particular, reference was made to the fact that the right of appeal is
entrenched into the South African legal system in terms of s 35(3)(o) of the
Constitution.
However, it was noted that, according to the decision in
Sita v Olivier
1967
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