Deference: Is it Useful Outside Canada?

JurisdictionSouth Africa
Citation2006 Acta Juridica 42
Date15 August 2019
AuthorDavid J Mullan
Published date15 August 2019
Pages42-61
Deference: Is it Useful Outside Canada?
DAVID J MULLAN*
Queen’s University, Kingston, Ontario
The term ‘judicial review’ embraces review of administrative decisions by
way of both application for judicial review and statutory rights of appeal. In
every case where a statute delegates power to an administrative decision-
maker, the reviewing judge must begin by determining the standard of review
on the pragmatic and functional approach.
McLachlin CJ in Dr Q v College of Physicians and Surgeons of British
Columbia
1
I BACKGROUND
Judicial deference to the decisions and actions of statutory and preroga-
tive authorities is a key principle of Canadian judicial review law. In its
current incarnation, it frequently requires reviewing courts to exercise
restraint. In those instances, the reviewing court should scrutinize the
decision or action under attack not from the perspective of whether the
statutory or prerogative authority made a correct decision but rather by
inquiring whether the decision or action was unreasonable or patently
unreasonable.
In determining whether it is an occasion for one of the two deferential
standards of review, the court evaluates the situation based on a list of
so-called ‘pragmatic and functional factors’ that the Supreme Court of
Canada has established
2
and ref‌ined over an almost twenty year period.
Initially, these pragmatic and functional factors were developed in a series
of judgments involving applications for judicial review for error of law of
privative-clause protected decisions by adjudicative tribunals.
3
Over
time, the reach of this analysis expanded dramatically. It rapidly reached
review for questions of fact
4
as well as mixed fact and law. The Court
then came to accept that it should also be used even in situations where
the route to the reviewing court was not by way of common law or
* Professor Emeritus, Faculty of Law, Queen’sUniversity.
1
2003 1 SCR 226 at para 21.
2
First used by Beetz J, delivering the judgment of the Court in Union des employés de service
local 298 v Bibeault 1988 2 SCR 1048 at para 123.
3
In fact, the foundational case preceded the coining of the term ‘pragmatic and functional’.
It was Canadian Union of Public Employees Local 963 v New Brunswick Liquor Corporation 1979 2
SCR 227. In turn, it built upon Service Employees’ International Union Local No 333 v Nipawin
District Staff Nurses’Association 1975 1 SCR 382.
4
Lester (WW) (1978) Ltd v United Association of Journeymen etc of the Plumbing and Pipef‌itting
Industry Local 740 1990 3 SCR 644.
42
2006 Acta Juridica 42
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general statutory judicial review but statutory appeal.
5
Later, the Court
specif‌ied that it was an approach that the courts must deploy for review
for abuse of discretion irrespective of whether the respondent was an
adjudicative tribunal or a Minister of the Crown.
6
At that point,
McLachlin CJ was able to accept in Dr Q v College of Physicians and
Surgeons of British Columbia that the pragmatic and functional approach
‘provided an overarching or unifying theory for review of the substantive
decisions of all manner of statutory and prerogative decision-makers’.
7
Indeed, on occasion, the Court has been prepared to be deferential to
statutory authority determination of constitutional questions including
the application of the Canadian Charter of Rights and Freedoms.
8
For a time, it also seemed as though the Court was willing to apply the
approach to procedural as well as substantive questions.
9
However, the
Court rejected this contention, holding that issues of procedural fairness
were to be evaluated on a correctness standard.
10
Nonetheless, it is also
clear that deference does intrude in the determination of procedural
fairness questions. In the leading Supreme Court judgment on procedural
fairness, Baker v Canada (Minister of Citizenship and Immigration),
11
the
Court lists f‌ive factors that reviewing courts must take into account in
evaluating the level of procedural fairness that a decision-maker must
accord those affected. The last of those factors
12
is the procedural choices
of a tribunal that has a broad statutory discretion as to the procedures that
it adopts, either in rules or a particular case, and also where the tribunal
can be expected to have considerable f‌ield expertise in the crafting of
procedures. This consideration obviously implicates deference as a
possibility in the sense that the courts will sometimes be obliged to
recognize that the decision-making authority is likely to be more
qualif‌ied than the reviewing court to determine whether fairness requires
the full panoply of procedures that an affected person is claiming and also
in striking the balance between fairness and eff‌iciency (and other broader
public policy considerations).
It is also the case that the ‘pragmatic and functional’ factors and the
principles of deference on which they are based have had spin-off effects
on adjectival aspects of the judicial review process. Canada has a very
5
Pezim v British Columbia (Superintendent of Brokers) 1994 2 SCR 557 and Canada (Director
Investigation and Research Competition Act) v Southam Inc 1997 1 SCR 748.
6
Baker v Canada (Minister of Citizenship and Immigration) 1999 2 SCR 817.
7
N 1 at para 25, citing the author of this paper in Administrative Law (2001) 108.
8
Pinet v St Thomas Psychiatric Hospital 2004 1 SCR 528 at para 27. However, compare
Multani v Commission scolaire Marguerite-Bourgeoys2006 1 SCR 379.
9
Bibeault v McCaffrey 1984 1 SCR 176.
10
Canadian Union of Public Employees (CUPE) v Ontario (Minister of Labour) 2003 1 SCR 359
at para 100.
11
N 6 at paras 23–27.
12
N 6 at para 27.
43DEFERENCE:IS IT USEFUL OUTSIDE CANADA?
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